Job Search is PSA Compliance Manager in Manhattan, NY

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Confidential

About Prime Prime Financial Technologies is a software company with a mission to accelerate small businesses. At Prime, we harness advanced data science in credit decisioning to simplify and accelerate...

6/1/24

Brown Brothers Harriman

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At...

6/1/24

TIAA

The Enterprise Compliance Manager is responsible for helping to execute the Financial Crimes Compliance Testing Plan (including anti-money laundering and sanctions) according to internal and industry standards. Work independently to assess...

6/1/24

The Goldman Sachs Group

Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.

6/1/24

CIBC

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are...

6/1/24

American Express

You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an...

6/1/24

Flagstar Bank

Position Title Compliance Testing Specialist - Issue Management Location NY / 1400 Broadway Floor 07 Job Summary The Compliance Testing Specialist - Issue Management will perform day to day tasks...

6/1/24

M&T Bank Corporation

Overview: Provide guidance on complex compliance risk management activities within the Institutional Client Services department of Wilmington Trust. Execute the 2nd Line of Defense compliance risk management...

6/1/24

Mercury

Mercury is building a complete financial stack for startups. Since we launched in 2019, our customer base has grown to over 200,000 startups and small businesses from all around the world. We are looking to hire a visionary Senior Compliance...

6/1/24

Carlyle Group

Basic information Job Name: Manager, CLO Compliance Operations & Reporting Location: New York/OVA Line of Business: Finance Job Function: Investor Services...

6/1/24

Circle

Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data - globally, nearly instantly and less expensively than legacy settlement systems. This...

6/1/24

MetroPlusHealth

Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion and a collaborative...

6/1/24

Federal Reserve Bank of Cleveland

Company Federal Reserve Bank of New York Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and...

6/1/24

Annaly Capital Management

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy...

6/1/24

Justworks

Who We Are At Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the...

6/1/24

Citizens Bank

Description The Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy, effectiveness, and sustainability of regulatory risk...

6/1/24

The Bessemer Group, Incorporated

Job Summary: Exciting opportunity to be a senior leader in the Compliance function at a leading multi-family office. Reporting directly to the Chief Compliance Officer, you will be primarily responsible for overseeing, implementing...

6/1/24

Jefferies Group

Job Description Compliance Officer - Operations & Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance advisory support for...

6/1/24

Morgan Stanley

Description - External Morgan Stanley Investment Management ("MSIM"), together with its investment advisory affiliates, operates in 23 countries with $1.5 Tn in assets under management or supervision as of December 31, 2023. Morgan...

6/1/24

Golub Capital BDC

Position Information Hiring Manager: Deputy General Counsel Department: Legal & Compliance Department Overview The Legal & Compliance Department is responsible for managing legal...

6/1/24

Vestwell

WHO ARE WE? There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker...

6/1/24

Integrity Management Services

About Us Integrity Management Services, Inc. (IntegrityM) is an award-winning, women-owned small business specializing in assisting government and commercial clients in compliance and program integrity efforts, including the...

5/31/24

JPMorgan Chase

As an Employee Compliance Project Manager - Vice President within Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help us grow our business in a responsible way by anticipating new and...

5/24/24

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

6/1/24

UBS

Your role Are you ready to partner with key stakeholders across our business to ensure we remain in compliance with all applicable laws and regulations? We are looking for someone who can: Experience in a compliance,...

6/1/24

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