Job Search is compliance officer fixed income in Manhattan, NY

Your search resulted in 8976 "compliance officer fixed income" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance officer fixed income

Based on your search, we found the following results:

SMBC

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

9/15/24

Sumitomo Mitsui Banking Corporation

Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...

9/15/24

Morgan Stanley

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...

9/20/24

Sumitomo Mitsui Financial Group

9/15/24

Schonfeld Strategic Advisors LLC

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for regulations...

9/12/24

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

9/11/24

Prudential

Job Classification: Investment Management - Investments PGIM: 2025 Fixed Income, Sophomore Externship Program Location(s): Newark, NJ PGIM is the diversified asset management business of Prudential Financial, Inc.

9/20/24

Goldman Sachs

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

9/16/24

Mizuho Financial group

Join the Mizuho team as the Fixed Income Cash Development Team Lead! We are seeking a hands on Lead Java Developer with over 10 years of enterprise development experience. Duties * Work with multiple business lines *...

9/21/24

Green Key Resources

Job DetailExperience Level ManagerDegree Type Bachelor of Arts (BA)Employment Full TimeWorking Type HybridSalary Type AnnuallyIndustry BankingSelling Points Fantastic opportunity to become a senior compliance testing expert.Job...

9/16/24

StoneX Group

Overview: Connecting clients to markets and talent to opportunity ...

9/19/24

Credit Agricole

Summary: The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (GMD) Swap Dealer and U.S. Broker-Dealer. Key Responsibilities: * Assist in...

9/10/24

Brown Brothers Harriman

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join...

9/22/24

Nippon Express USA

Overview Nippon Express Company, Ltd. ("NX") was founded in 1872 in Japan and is headquartered in Tokyo. NX employs approximately 72,000 employees at 733 locations, in 47 countries and 314 cities around the world. Nippon Express...

9/22/24

Sun Pharmaceutical Industries

COME WORK FOR US - INVESTING IN YOU AS A SUN PHARMA EMPLOYEE! * Medical, Dental, Vision Benefits * Health Savings Account (HSA), Flexible Spending Account (FSA) * Prescription Drug Coverage * Telehealth and Behavior Health...

9/19/24

PGIM

Job Classification: Sales - Sales A GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about...

9/15/24

Bank of China

Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook,...

9/12/24

Touro University

Overview This position is responsible for office operations and other compliance activities of the Departments. This individual understands the departments' operational goals and works to implement them with various team members. Areas of...

9/10/24

Cox Enterprises

Company Cox Automotive - USA Job Family Group Customer Care Group Job Profile Client Trainer II Management Level Individual Contributor Flexible Work Option Can work remotely anywhere in the...

9/20/24

Bank Of China Usa

Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and...

9/10/24

Siapartners

Compliance Project Management ConsultantFull-time Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior...

9/12/24

Tradeweb Markets

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable...

9/19/24

Mount Sinai Health System

**JOB DESCRIPTION** **Job Title:** **Benefits Call Center Representative II-HR Benefits-Mount Sinai Hospital-Remote-Full Time -Days** **Job Summary:** The Benefits Call Center Representative II is an experienced benefits...

9/20/24

Jefferies

Job Description Manage the registration function for Jefferies LLC a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various investment advisers, US CFTC Swap Dealer, and...

9/15/24

Stevens Institute of Technology

Job Description Responsibilities include, but are not limited to: * Responsible for leading and driving the testing for all Stevens' Finance workstreams. * Partner with Stevens functional leads and external consultants to build...

9/19/24

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