Job Search is compliance officer fixed income in Manhattan, NY

Your search resulted in 7965 "compliance officer fixed income" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance officer fixed income

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SMBC

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

9/15/24

Sumitomo Mitsui Banking Corporation

Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...

9/15/24

Sumitomo Mitsui Financial Group

9/15/24

Citizens Bank

Description Company Overview: Citizens JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. Our Compliance team is vital to upholding...

9/10/24

Schonfeld Strategic Advisors LLC

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for regulations...

9/12/24

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

9/11/24

Morgan Stanley

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients...

9/19/24

BNP Paribas

Business Overview: Americas Compliance is an independent governance function headed up by the Chief Compliance Officer for the Americas (Americas CCO) based in New York with responsibility for all Compliance activities in the United States...

9/11/24

Credit Agricole

Summary: The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (GMD) Swap Dealer and U.S. Broker-Dealer. Key Responsibilities: * Assist in...

9/10/24

Goldman Sachs

Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own. As part of one of the world's leading asset managers...

9/23/24

Mizuho Financial group

Join the Mizuho team as the Fixed Income Cash Development Team Lead! We are seeking a hands on Lead Java Developer with over 10 years of enterprise development experience. Duties * Work with multiple business lines *...

9/21/24

Public Health Solutions

Company Overview: Public Health Solutions (PHS) is a 501(c)3 non-profit community-based organization (CBO) that has existed for 70 years to improve health equity and address health-related social needs (HRSN) for historically underserved...

9/10/24

DTCC Digital Assets

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in...

9/17/24

Jefferies

Job Description Manage the registration function for Jefferies LLC a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various investment advisers, US CFTC Swap Dealer, and...

9/15/24

PGIM

Job Classification: Investment Management - Investment Operations PGIM: 2025 Fixed Income, Business Support & Operations Internship Program Location(s): Newark, NJ (Hybrid) PGIM is the diversified asset...

9/15/24

Bank of China

Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook,...

9/12/24

Prudential

Job Classification: Investment Management - Portfolio Research A GLOBAL FIRM WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services.

9/21/24

Bank Of China Usa

Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and...

9/10/24

Tradeweb Markets

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable...

9/19/24

Citizens Bank

Citizens JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. Our Compliance team is vital to upholding the integrity of institutional...

9/10/24

FBI

JOB DESCRIPTION As an FBI special agent with legal expertise and litigation experience, you can make a real impact on national security. By harnessing your background to transition into federal law enforcement, you can help shape the Bureau's...

9/23/24

Stevens Institute of Technology

Job Description Responsibilities include, but are not limited to: * Responsible for leading and driving the testing for all Stevens' Finance workstreams. * Partner with Stevens functional leads and external consultants to build...

9/19/24

DocGo

DETAILS New York City, NY Posted 6 days ago Category People Employment Type Full time Type Regular Job Title: Payroll Specialist Location: DocGo HQ- 35 West 35th Street, New York, NY...

9/11/24

Amazon

This Amazon work from home home position at Amazon. You will not need to come into the office. No Experience Needed. Benefits: Health Insurance, 401K, Vacation& PTO. Apply now! An Amazon work from home Customer Service Associate is a critical...

9/15/24

Phaxis LLC

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...

9/16/24

Oppenheimer &

Who We Are: Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services...

9/10/24

Jennison Associates Llc

Job Title Senior Compliance Analyst, Portfolio & Trading Compliance Who We Are Jennison Associates is a global investment management firm with over $200 billion in Assets under Management spanning across a range of various equity...

9/23/24

Bowery Residents Committee

Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and...

9/21/24

New York City, NY

The Mayor's Office for Economic Opportunity (NYC Opportunity) works to reduce poverty and broaden opportunity by advancing the use of data and evidence in program and policy design, service delivery, and budget decisions. The initiatives...

9/22/24

BMW Group

As an independent group of companies, the BMW Group has a commitment to creativity and breakthrough ideas that goes well beyond the racetrack. In order to continuously create ultimate driving machines, we drive our growth and design excellence by...

9/19/24

Impact FIre Services, LLC

Established in 2009, Impact Fire Services was the vision of a group of experienced industry professionals that wanted to build a best-in-class fire protection and life safety company. Through superior customer service and technical expertise, we...

9/19/24

Banque Scotia (Bank of Nova Scotia)

Requisition ID: 204138 Salary Range: 110,700.00 - 211,800.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant...

9/17/24

Credit Agricole CIB

Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and investment...

9/19/24

Sidley Austin LLP

Summary: The Billing Assistant will provide billing and administrative support to Billing Specialists and Billing Managers. The position provides...

9/19/24

Dragados

RESPONSIBILITIES * Review of construction drawings, project specifications or other documents for creation of construction schedule * Create and maintain construction schedules based on specific requirement from multiple...

9/20/24

Mizuho Financial group

About the Team Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and...

9/17/24

Catholic Charities Diocese of Paterson

Are you passionate about making a difference in others' lives? Then come join the Straight and Narrow team! Headquartered in Paterson, NJ, Straight and Narrow is the largest program of its kind. We provide innovative and compassionate...

9/10/24

Scarinci Hollenbeck,LLC

LEGAL ASSISTANT Location: Onsite Job Summary Reporting to the Legal Paraprofessionals Manager, this role will be responsible for supporting various attorneys with all administrative...

9/20/24

LENOX HILL NEIGHBORHOOD HOUSE

Lenox Hill Neighborhood House, widely recognized as one of New York's premier human services providers, is a settlement house founded in 1894 that provides an extensive array of effective and integrated services—social, educational, legal, health,...

9/13/24

Jefferies Financial Group

Position: AML Associate Description The Client Onboarding team falls within Operations. In this role you will be responsible for requesting and reviewing documentation from clients to ensure compliance with Firm policies. This includes...

9/20/24

U.S. Bank

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our...

9/17/24

Morgan Stanley

We are seeking a Director to join our Institutional Securities Fixed Income Internal Audit team. The candidate will execute and lead assurance activities and provide an independent assessment of the NA Rates and Client Financing business operating...

9/12/24

ComForCare Home Health Care - Central Bergen

Responsibilities: Takes incoming referrals, document interaction, and report the referral to Office Manager for timely action. Investigate client complaints/concerns and develop new processes to...

9/21/24

Alvita Home Care

Client Support Specialist (Remote) ...

9/20/24

Schonfeld Strategic Advisors LLC

The Role We are excited to offer an opportunity for a talented student to join the internship program at Schonfeld. You'll spend ten weeks with our partner portfolio manager, Quantbot, in their Compliance division. What You'll...

9/10/24

SIFMA

SIFMA and SIFMA AMG are currently seeking an Administrative Assistant to support four managing directors within SIFMA's Retirement Policy and Asset Management Group. We are seeking a high energy, detail-oriented Administrative Assistant with...

9/15/24

StoneX Group

Overview Permanent, full time onsite Connecting clients to markets - and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're...

9/19/24

KPMG

Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by...

9/11/24

Walmart

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9/13/24

Soloh Partners

Description: Job Summary The Medical Office Assistant offers clinical and medical office support to physicians and surgeons. Assists in patient care and administrative duties necessary to deliver quality patient care. Duties and...

9/22/24

CoreVest American Finance Lender LLC

Position Summary The Bridge Funding Associate is responsible for rendering credit decisions on incoming funding requests consistent with internal policies and guidelines, as well as verifying supporting documentation as submitted by...

9/18/24

Wedbush Securities

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing...

9/11/24

Bessemer Trust

Fiduciary Officer Job Primary Responsibilities: * Support internal colleagues in all aspects of the administration of trust accounts where Bessemer serves as trustee. * Participate in the review of distribution request memos for...

9/14/24

US Navy

A big part of life on a Navy ship is making sure the right items arrive at the right time. As a Supply Corps Officer, that means you're making sure the right sonar parts arrive so technicians can make repairs, or the right medicines show up on the...

9/23/24

DaVita

11 Romaine Ave, Yonkers, New York, 10705, United States of America DaVita is seeking a Patient Care Technician who is looking to give life in an outpatient dialysis center. You can make an exceptional difference in the lives of our patients...

9/17/24

National Oceanic and Atmospheric Administration

HOW TO APPLY Thank you for your interest in joining the National Oceanic and Atmospheric Administration (NOAA) Commissioned Officer Corps. By submitting your information, you are applying to join the Basic Officer Training Class (BOTC) 146, which...

9/10/24

Proud Moments

Overview: ...

9/19/24

COGENT Infotech Corporation

ReReporting to the Vice President of Administration/Office Services, this person will join a highly energized team responsible for maintaining global operational standards with a professional demeanor. In addition to excellent communication...

9/10/24

St. Catherine of Siena

Overview Catholic Health Physicians Practices strives to deliver clinically excellent medical care to our patients. We are looking for a Medical Office Assistants who will provide the highest quality of patient care by being an...

9/21/24

United States Secret Service

At their core, those who join the Secret Service are courageous, intelligent, strong and determined. A diverse team capable of balancing our investigative mission and fulfilling our protective legacy. Proven to be worthy of trust and...

9/20/24

Allvue Systems

Overview: We are Allvue Systems, the leading provider of software...

9/12/24

Sumitomo Mitsui Banking Corporation

Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition...

9/11/24

Headway

Remote Licensed Marriage and Family Therapist (LMFT) Wage: Between $95-$130 an hour Are you a Licensed Marriage and Family Therapist...

9/18/24

Hilton Hotels

The stunning Forbes 4-Star Conrad New York is looking for an Assistant Director of Front Office to join the team! Stay inspired and join the pinnacle of luxury in the heart of Lower Manhattan, featuring 463 rooms, 30,000 square feet of...

9/21/24

Production Resource Group Llc

Overview : PRG is the worlds leading provider of services and solutions in entertainment and live events. Every day, we turn the creative vision of our customers into production and technical reality, deepening their connection to their...

9/19/24

Guggenheim Investments

Guggenheim Investments is seeking an individual to assist the Head of Operational Due Diligence Services develop a first class corporate travel program. This individual will be required to assess current travel program and...

9/21/24

Neuberger Berman

Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager. The firm manages a range of strategies-including equity, fixed income, quantitative and multi-asset class, private equity, real estate, and hedge...

9/21/24

Tiffany &

Tiffany & Co.'s Sustainability team sets and oversees the sustainability strategy for the organization. The team acts as a Center of Excellence that tracks emerging issues, provides input and guidance to key internal functions, and sparks new...

9/18/24

Stryker

We are excited to be named one of the World's Best Workplaces by Fortune Magazine! We are proud to offer you 12 paid holidays annually. For an overview of our benefits and time off, please follow this link to learn more: US Stryker employee...

9/23/24

MUSICBREEDS

About Us MusicBreeds, Inc. is a vibrant arts organization dedicated to empowering individuals through music and creative expression. We are looking for a highly organized and motivated Office Manager to join our team. The Office...

9/13/24

Group 1 Automotive

Overview Bill Kolb Jr. Subaru is part of fast growing Group 1 Automotive, a leader in automotive retail and we are looking to add a qualified Customer Service Representative to our team. The Pay Range: $25 an hour In addition to...

9/21/24

Met Life

MetLife Investment Management - 2025 Summer Analyst Internship Job Title: Summer Analyst Business Units: Public Fixed Income (PFI), Private Capital, MetLife Insurance Investments (MII), Institutional Client Group (ICG), Insurance Asset...

9/20/24

Mire Vie at Clifton

Welcome to Distinctive Living...

9/21/24

ExtensisHR

...

9/21/24

Goldman Sachs

9/10/24

PIMCO

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex...

9/21/24

Win (Women In Need)

Title of Position: Payroll Specialist [HYBRID] FLSA Status: Non -Exempt Department: Finance Reports to: Payroll Director Direct Reports: None Salary: $58,000 - $62,000 About Win Win is...

9/17/24

Nestle International

At Nespresso, we place people and specialty coffee at the heart of what we do. As part of our team, you'll be empowered to inspire, care, act, and innovate to reach your full potential and reimagine what coffee can be. As a certified B...

9/22/24

Guggenheim Partners

Position Summary Contribute to and support the production of Thought Leadership content in print, video, and digital formats, as well as publishing and distribution online and through email, social media, and digital platforms. Work with a...

9/23/24

Centric Brands

About Us: ...

9/17/24

Preferred Care

Preferred Care - We are seeking a detail-oriented and experienced Payroll Coordinator to join our dedicated team. The Payroll Coordinator will be responsible for managing and processing payroll for our nursing home group, ensuring accurate and...

9/20/24

Brooklyn Defender Services

Brooklyn Defender Services (BDS) is seeking a Re-Entry Advocate to join our team. BDS is a public defense office representing low-income New Yorkers in criminal, family, immigration, and civil legal matters. Our work with clients is focused...

9/15/24

TransPerfect

TransPerfect Is More Than Just a Job Our greatest asset is our people, and nothing is more important to us than ensuring that everyone knows that. Each of our 100+ offices has its own individual identity, and each also has its own unique...

9/21/24

Blue Industries

Blue Star Architectural Glass, Inc. ("The Company") is currently seeking an experienced Accounts Payable Specialist to support our rapidly growing construction business. We are always seeking competitive and highly motivated candidates. If you are...

9/13/24

Claims Conference

Accounting Associate - Allocations This is a hybrid role that requires two days in the office in Manhattan. The Claims Conference has an opening for an Accounting Associate on the RED team within the...

9/15/24

DREAM Charter School

Originally founded in 1991 as Harlem RBI, DREAM has grown to annually serve more than 2,500 youth across East Harlem and the South Bronx through a network of seven PreK-12, extended-day, extended-year DREAM Charter Schools and community...

9/20/24

Aston Carter

Position Title : Accounting/Business Associate (Entry Level) Industry: Distribution & Supply Chain/Logistics Pay : $21/hr. - Paid Weekly! Location : North Bergen, NJ A large leading distributor in the east coast is...

9/21/24

Life Time

Position Summary The Kids Events Team Member leads children through a variety of activities including rock climbing, swimming, arts & crafts, gym games and more. They incorporate nutrition education with themed activities providing a...

9/15/24

Innovative Renal Care

Dialysis Patient Care Technician Our Patient Care Technicians provide high quality patient care to patients suffering from the most advanced stage of chronic...

9/22/24

MERC EXPRESS

Benefits: 401(k)Competitive salaryFree uniformsPaid time off Benefits/Perks Flexible Schedule Competitive PayCareer...

9/13/24

Independence Pet Group

Established in 2021, Independence Pet Holdings is a corporate holding company that manages a diverse and broad portfolio of modern pet health brands and services, including insurance, pet education, lost recovery services, and more throughout...

9/15/24

Ulta Beauty

OVERVIEW Experience a perfect blend of deliberate purpose and clear-eyed vision. At Ulta Beauty, some of the industry's most highly-esteemed beauty leaders share themselves, as well as their expertise. Building authentic community. Creating...

9/10/24

NJ Transit

Move forward with us! At NJ TRANSIT, you'll...

9/19/24

Breaking Ground

311 Dispatch Manager S2HB Outreach, 90 Sands Street, Brooklyn, New York, United States of America Req #2745 Monday, September 16, 2024 ABOUT US: - We believe that everyone deserves a home! Breaking Ground...

9/22/24

Intercontinental Exchange, Inc.(ICE)

Overview Job Purpose ICE Bonds is a leading provider of electronic fixed income trading solutions that provides firms with access to centralized liquidity and automated, cost-efficient trade execution services. From inventory and order...

9/22/24

Research Foundation CUNY

Job Title: Transfer Advisor PVN ID: CC-2408-006391 Category: Instruction and Social Service Location: The CITY COLLEGE of NEW YORK Job Description General Description The Transfer Advisor will report to...

9/10/24

Manpower Group

Jefferson Wells is seeking a Staff Accountant for a contract opportunity with a large manufacturing firm located in Manhattan for a consulting opportunity with a Real Estate Investment company. The consultant will assist with the month-end close...

9/15/24

JPMorgan Chase &

Join our team today as a Tax Audit Controversy Vice President. This role provides an excellent opportunity to apply your state and local tax experience and develop your skills in a dynamic and supportive environment. As a Tax Audit...

9/12/24

Navy

ABOUT Effective, secure communication in the cyber domain is essential to the everyday operations of military intelligence in America's Navy. Information Professionals who oversee the seamless operation of the global Naval network environment are...

9/23/24

Nyc Health Hospitals

NYC Health + Hospitals/Sea View is a 304-bed long term care facility with a 5-Star CMS Quality Rating located on an 88-acre landmark campus in Staten Island's lush Greenbelt, easily accessible from all points by car and bus. Sea View provides high...

9/15/24

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