Job Search is compliance officer fixed income in Manhattan, NY

Your search resulted in 6446 "compliance officer fixed income" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance officer fixed income

Based on your search, we found the following results:

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

5/15/24

Bank of America

5/15/24

Morgan Stanley

The Fixed Income Division (FID) of the Institutional Securities business unit is comprised of Interest Rate and Currency Products, Credit Products, Commodities and Distribution Professionals in the Division assess and actively manage risk, trade...

5/23/24

Hamlyn Williams

Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their fixed income surveillance program and help with all regulatory compliance...

5/13/24

Mashreq

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...

5/17/24

BGC Group

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

5/17/24

Bp Energy

Entity: Strategy, Sustainability&Ventures Job Family Group: Ethics&Compliance Group Job Description: About...

5/18/24

TD Bank

Work Location:New York, New York, United States of AmericaHours:40Line of Business:CompliancePay Detail:$115,000 - $190,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range...

5/23/24

Cardea Group

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally...

5/17/24

StoneX

OverviewConnecting clients to markets and talent to opportunityWith 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we re a Fortune-100, Nasdaq-listed provider, connecting...

5/23/24

Bank of America

Job Description: Job description At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...

5/15/24

Morgan Stanley

DescriptionFirm Risk ManagementFirm Risk Management (FRM) supports Morgan Stanley to achieve its business goals by partnering with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic advisor to the...

5/23/24

Ascendo Resources

Fixed Income Product Manager and Trader - New York Position Summary: Our client is seeking a versatile team player to join us as an AVP, Product Manager, and Trader. This role involves analyzing portfolios...

5/17/24

BNY Mellon

In this role, you ll make an impact in the following ways: Manage a compliance team that reviews and actions OFAC, OFSI and EU economic sanctions alert escalations Develop procedures for the L3 compliance investigations review,...

5/9/24

Tradeweb

Tradeweb is seeking a service-oriented, results-driven candidate to join our Tradeweb Direct business. This person's primary responsibility will be to serve as front line point of contact for clients executing trades on our retail fixed income...

5/24/24

Soci t G n rale Securities Services

ResponsibilitiesResponsibilities include, but are not limited to:Oversee the Compliance Program for the fixed income and structured finance activities, including but not limited to the following: Fixed Income (including Rates, Credit, Repo...

5/23/24

McGregor Boyall

A leading investment bank is searching for a talented Algorithm developer to join their Fixed Income e-trading technology team in New York on a contractual basis. You'd be involved in solving interesting and complex challenges in...

5/10/24

Deutsche Bank

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY ...

5/20/24

Morgan Stanley

The Business Control Unit Institutional Securities Documentation team at Morgan Stanley is currently looking for a derivatives documentation negotiator with a focus on institutional clients of the Fixed Income The role involves collaborating with...

5/16/24

Goldman Sachs

Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own As part of one of the world's...

5/15/24

Trinity Consultants - Advent Engineering Life Science Solutions

REMOTE ADVENT Engineering is an engineering and consulting firm providing expertise to the pharmaceutical and biotechnology industries. Head-quartered near San Francisco, California, and with operations...

5/17/24

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive...

5/24/24

Milton Hershey School

Description:...

5/23/24

JPMorgan Chase

+ Responsible for the accuracy of RWA production for the Fixed Income Financing business. + Primary face to the business for Capital, providing transaction support / guidance and acting as liaison with Regulatory Policy, etc. +...

5/23/24

Tradeweb

Tradeweb is seeking a highly motivated individual to join our sales team with a focus on wealth management. The successful candidate will serve as the key advocate for our core wealth management accounts by being proactive and understanding client...

5/24/24

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