Job Search is compliance officer fixed income in Manhattan, NY

Your search resulted in 4602 "compliance officer fixed income" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance officer fixed income

Based on your search, we found the following results:

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

5/21/24

Bank of America

5/15/24

Hamlyn Williams

Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their equities surveillance program and help with all regulatory compliance...

5/13/24

Innova Solutions

Innova Solutions is immediately hiring for a Product Owner> Position type: Contract Duration: 12+ months Location: New York NY 10038 ...

5/24/24

Morgan Stanley

The Fixed Income Division (FID) of the Institutional Securities business unit is comprised of Interest Rate and Currency Products, Credit Products, Commodities and Distribution Professionals in the Division assess and actively manage risk, trade...

5/23/24

Mashreq

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...

5/17/24

Zynex Medical

*Zynex Medical is hiring for our Medical Device Sales team!* *About Zynex Medical:* _Since 1996, Zynex Medical has been an innovative medical technology company specializing in the manufacture and sale of non-invasive medical devices for...

5/24/24

BGC Group

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

5/17/24

United States Customs and Border Protection

NATIONWIDE OPENINGS INCLUDING NORTHERN BORDER STATIONS APPLY TODAY CURRENT OR PRIOR LAW ENFORCEMENT Applicants with current or prior law enforcement experience can enter on duty at higher grade levels (GL 9 GS 11). See details below. EARN UP TO...

5/24/24

Cardea Group

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally...

5/17/24

Bank of America

5/15/24

Michael Page

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control...

5/24/24

Morgan Stanley

The Business Control Unit Institutional Securities Documentation team at Morgan Stanley is currently looking for a derivatives documentation negotiator with a focus on institutional clients of the Fixed Income The role involves collaborating with...

5/16/24

BNY Mellon

In this role, you ll make an impact in the following ways: Manage a compliance team that reviews and actions OFAC, OFSI and EU economic sanctions alert escalations Develop procedures for the L3 compliance investigations review,...

5/24/24

McGregor Boyall

A leading investment bank is searching for a talented Algorithm developer to join their Fixed Income e-trading technology team in New York on a contractual basis. You'd be involved in solving interesting and complex challenges in...

5/24/24

Milton Hershey School

Description:...

5/24/24

Ascendo Resources

Fixed Income Product Manager and Trader - New York Position Summary: Our client is seeking a versatile team player to join us as an AVP, Product Manager, and Trader. This role involves analyzing portfolios...

5/17/24

Flagstar Bank

The Compliance Monitoring and Reporting Officer assists the Compliance Monitoring and Reporting Team in implementing and maintaining the enterprise second line of defense monitoring program. This individual should be knowledgeable in compliance...

5/15/24

Trinity Consultants - Advent Engineering Life Science Solutions

REMOTE ADVENT Engineering is an engineering and consulting firm providing expertise to the pharmaceutical and biotechnology industries. Head-quartered near San Francisco, California, and with operations...

5/17/24

VIA

Via is using technology to transform transportation around the world. From changing a single person s daily commute to reducing humanity s collective environmental footprint we ve got huge goals. As Counsel of Regulatory and...

5/18/24

Uncle Giuseppe's Marketplace

Uncle Giuseppe's Marketplace Hiring Event! Location: 1170 Deer Park Avenue, North Babylon, NY 11703 Date: Wednesday, May 29th Time:...

5/17/24

Deutsche Bank

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY ...

5/20/24

Larson Maddox

A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade & communications surveillance across the bank's...

5/24/24

Goldman Sachs

Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own As part of one of the world's...

5/15/24

Stifel

The Institutional Regulatory Officer will be primarily responsible for carrying out the supervisory program for Fixed Income Sales and Trading. The candidate will serve as an intermediary between legal, compliance, operations and business...

5/23/24

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