Job Search is compliance officer fixed income in Manhattan, NY

Your search resulted in 4384 "compliance officer fixed income" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance officer fixed income

Based on your search, we found the following results:

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

5/15/24

Hamlyn Williams

Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their equities surveillance program and help with all regulatory compliance...

5/13/24

Bank of America

5/15/24

Innova Solutions

Innova Solutions is immediately hiring for a Product Owner> Position type: Contract Duration: 12+ months Location: New York NY 10038 ...

5/24/24

Mashreq

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...

5/17/24

Morgan Stanley

The Fixed Income Division (FID) of the Institutional Securities business unit is comprised of Interest Rate and Currency Products, Credit Products, Commodities and Distribution Professionals in the Division assess and actively manage risk, trade...

5/23/24

BGC Group

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

5/17/24

United States Customs and Border Protection

NATIONWIDE OPENINGS INCLUDING NORTHERN BORDER STATIONS APPLY TODAY CURRENT OR PRIOR LAW ENFORCEMENT Applicants with current or prior law enforcement experience can enter on duty at higher grade levels (GL 9 GS 11). See details below. EARN UP TO...

5/24/24

Morgan Stanley

The Business Control Unit Institutional Securities Documentation team at Morgan Stanley is currently looking for a derivatives documentation negotiator with a focus on institutional clients of the Fixed Income The role involves collaborating with...

5/16/24

Michael Page

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control...

5/24/24

Bank of America

Job Description: Job description At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...

5/15/24

BNY Mellon

In this role, you ll make an impact in the following ways: Manage a compliance team that reviews and actions OFAC, OFSI and EU economic sanctions alert escalations Develop procedures for the L3 compliance investigations review,...

5/24/24

Cardea Group

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally...

5/17/24

Ascendo Resources

Fixed Income Product Manager and Trader - New York Position Summary: Our client is seeking a versatile team player to join us as an AVP, Product Manager, and Trader. This role involves analyzing portfolios...

5/17/24

McGregor Boyall

A leading investment bank is searching for a talented Algorithm developer to join their Fixed Income e-trading technology team in New York on a contractual basis. You'd be involved in solving interesting and complex challenges in...

5/24/24

National Security Agency

At NSA, we re of a mindset that our employees should never stop learning. And we support you every step of the way through mentorship, internal/external training, tuition assistance and formal career development programs. Join us to learn more...

5/22/24

Goldman Sachs

Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own As part of one of the world's...

5/15/24

Trinity Consultants - Advent Engineering Life Science Solutions

REMOTE ADVENT Engineering is an engineering and consulting firm providing expertise to the pharmaceutical and biotechnology industries. Head-quartered near San Francisco, California, and with operations...

5/17/24

Deutsche Bank

Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates Corporate Title Vice President Location New York, NY ...

5/20/24

Uncle Giuseppe's Marketplace

Uncle Giuseppe's Marketplace Hiring Event! Location: 1170 Deer Park Avenue, North Babylon, NY 11703 Date: Wednesday, May 29th Time:...

5/17/24

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive...

5/24/24

Stifel

The Institutional Regulatory Officer will be primarily responsible for carrying out the supervisory program for Fixed Income Sales and Trading. The candidate will serve as an intermediary between legal, compliance, operations and business...

5/23/24

VIA

Via is using technology to transform transportation around the world. From changing a single person s daily commute to reducing humanity s collective environmental footprint we ve got huge goals. As Counsel of Regulatory and...

5/18/24

Flagstar Bank

Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and...

5/23/24

Michael Page

This temporary to permanent position is 5 days in the Midtown NYC office. This consultant will be responsible for monitoring and testing the Branch's activities in correlation to the Corporate Compliance Regulatory standards for the bank.

5/24/24

Larson Maddox

A Trillion-dollar Financial Services firm is looking to add a Compliance Officer- Control Room to their team! In this role, you will carry out the Second Line of Defense monitoring and trade & communications surveillance across the bank's...

5/24/24

Logistics Company

IMPORT MANAGER 2 JOB SUMMARY As the Import Manager of Customs Brokerage Operations, you will be instrumental and responsible for the...

5/24/24

LESC

Description: MAJOR DUTIES: In concert with the agency's mission and goal of sustaining high quality care/service delivery to persons served, the Utilization Manager works to assist CASAC Counselors and supervisory staff as needed with assuring...

5/23/24

Disability Solutions

ABOUT THE ROLE Peloton is looking for an attorney with substantial corporate internal investigations experience to join our Safety, Ethics and Compliance team as the Lead Investigator. This role will help lead...

5/18/24

JPMorgan Chase

+ Responsible for the accuracy of RWA production for the Fixed Income Financing business. + Primary face to the business for Capital, providing transaction support / guidance and acting as liaison with Regulatory Policy, etc. +...

5/23/24

NJ Transit

Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation agency in North America. We...

5/23/24

NYU Langone Health

NYU Langone Hospital - Brooklyn is a full-service teaching hospital and Level I trauma center located in Sunset Park, Brooklyn. The hospital is central to a comprehensive network of affiliated...

5/24/24

GENPACT

As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements.

5/17/24

Bank Of China Usa

This incumbent will work with the team lead to strengthen the marketing/sales function of the Global Markets Department. Major responsibilities include global markets product development and management. Job...

5/12/24

Bloomberg

Bloomberg runs on data. Our products are fueled by powerful information. We combine data and context to paint the whole picture for our clients, around the clock - from around the world. In Data, we are responsible for delivering this data, news...

5/20/24

MUFG (DBA)

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a...

5/16/24

New View Recruiting

*Please note: This is a remote opportunity for candidates located in EST & CST time zone. A rapidly growing Fintech, based in NYC, is looking for a Quantitative Researcher to join the team for a full-time role! The...

5/23/24

Harris Allied

Business Analyst/Trade Support, Electronic Trading (Fixed Income Derivatives) Pioneering fintech startup revolutionizing the trading of global derivatives, swaps, and options through an innovative electronic...

5/22/24

Pyramid Consulting

Immediate need for a talented Facility, Utility, and Equipment Reliability Specialist. This is a 12+ Months contract opportunity with long-term potential and is located in Warren, NJ(Onsite).

5/12/24

Brookfield Asset Management

Location Brookfield Place New York - 250 Vesey Street, 15th Floor Business - Reinsurance Brookfield's publicly traded Reinsurance business, Brookfield Reinsurance Partners Ltd., is a newly formed...

5/24/24

New York Presbyterian

Pace-Setting Central Sterile Care: Discover Where Amazing Works NewYork-Presbyterian/Brooklyn Methodist...

5/22/24

The Guarantors Agency

TheGuarantors is a cutting edge fintech company setting the standard in rent coverage with unrivaled insurance products, with a deep understanding of owner, operator, and renter needs. We believe renters deserve better access to the home of their...

5/20/24

eclaro

Our client, an esteemed Financial Services company, is seeking a Risk Specialist for a 6+ month contract opportunity in their New York City office. RESPONSIBLITIES INCLUDE: - Perform...

5/17/24

State Street Corporation

(Jersey City, NJ - work location) What we are looking for The Post Production Support Specialist (PPSS) supports customers post go-live of the Charles River Investment Management Solution (CRIMS) implementation.

5/24/24

5/24/24

Better

A Better Opportunity The Loan Processor (Coordinator) will assist with processing our Conventional and Home Equity Line of Credit (HELOC) loan products. The ideal candidate is a flawless organizer. They can anticipate when sub-processes...

5/23/24

Upward On

About the Opportunity This is an opportunity for a Property Manager to oversee all Property Management for an elite collection of 175 luxury units at The Mercedes House, located in Midtown West. The Property...

5/17/24

Bright Power

Benchmarking and Compliance Intern Multiple Specialties: Tenant Data, Owner...

5/18/24

Blackrock

Description About this role Company: BlackRock Financial Management, Inc. Job Title: Emerging Market Fixed Income Associate Portfolio Manager Location: 50 Hudson Yards, New York, NY Job Duties: Conduct macroeconomic...

5/23/24

United States Army

Job Overview: As a Human Resources Specialist, you ll play a crucial role assisting your fellow Soldiers progress in their Army careers, providing promotion and future training information. You ll ensure the necessary support is also provided to...

5/23/24

PIMCO

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex...

5/20/24

Amazon

Amazon at home jobs are urgently hiring in your area. If you are looking for outstanding pay, flexible part-time, full-time and seasonal schedules, plus benefits for you and your family, the Amazon at home Team has you covered!

5/23/24

Wellington Management Company, LLP

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk...

5/24/24

CGI Group

Position Description: CGI Federal is looking for experienced Support Associates to support the New York Passport Agency. The ideal candidates should possess excellent communication skills, have experience in working with customers in a front...

5/23/24

Brookfield Properties

Location The Eugene - 435 W 31st Street Business We know that a one-size-fits-all approach doesnt work when it comes to residential living. Thats why, at Brookfield Properties, our portfolio features a wide range...

5/23/24

Cloudbreak Compliance Group, LLC

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and...

5/17/24

ARAMARK

Job Description LifeWorks Restaurant Group, an independently operated...

5/16/24

Maybank

Responsibilities: To assist the Head, Compliance with ongoing systems configuration including testing on Money Transfer System Enhanced Sanctions Filtering, Reg Tech One Behavioral Monitoring, and FinCEN 314a modules.

5/17/24

Madison-Davis, LLC

Title: Credit Fund Controller Office Status: NYC-hybrid Salary: 200k-250k base + 50-75k bonus + carry A $1.5b private credit hedge fund is building out their finance...

5/17/24

Morgan Stanley

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services The Firm's employees serve clients worldwide including...

5/24/24

RSM US LLP

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

5/20/24

Goldman Sachs

5/17/24

Work From Home JC

JobConversion, LLC is hiring for the Data Entry Clerk position. This is a remote work from home hourly position. The Data Entry Clerk position is entry level but requires good typing skills, attention to detail and motivation. Additionally,...

5/21/24

Optum

$5,000 Sign on Bonus for External Candidates ...

5/20/24

Jobot

Controller This Jobot Job is hosted by: Samantha Lima Are you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume. Salary: $135,000 - $165,000 per year A bit about...

5/11/24

Earn Haus

Job description We are urgently looking for people interested in taking online surveys for Fortune 500 brands. If you are a self-starter, looking for flexible hours throughout the week, this may be for you! Earn up to $25 per...

5/17/24

Coney Island Prep

Operations Manager (2024 - 2025 School Year) Coney Island Preparatory Public Charter School Brooklyn, New York What is the Role? Beautification is the name of your game and as an Operations Manager you're a double...

5/24/24

Nesco Resource, LLC

Advise Global PV teams on change control of procedural documents before work is started to draft revisions. Review change control documents to ensure Global PV business process owners are considering proper training as a part of the...

5/22/24

New York Edge

ABOUT US New York Edge is New York's leading provider of after-school programs; as such, New York Edge is considered an essential service to families throughout all five boroughs. Our mission is to help bridge the academic performance gap...

5/20/24

Actalent

Description * Assist with the development, improvement, and implementation USA's Compliance Program consistent with the seven elements of an effective compliance program outlined by Office of Inspector General Compliance Guidance for...

5/23/24

2020 Companies, Inc.

Job Type: Regular Work Location: Samsung 837 - New York, NY 10014 Overview: 2020 Companies has immediate full-time Experience and Service roles representing our client, Samsung Electronics America. Are you...

5/24/24

American Red Cross of the Los Angeles Region

Most of the 60,000 emergencies that the Red Cross responds to each year are local, personal disasters like home fires. Disaster Action Teams (DAT) provide emotional support, financial assistance, and information to help families begin the process...

5/15/24

Research Foundation CUNY

Job Title: Site Monitor PVN ID: LA-2402-006117 Category: Instruction and Social Service Location: LAGUARDIA C. C. Job Description General Description These positions are responsible for the monitoring of...

5/16/24

Larson Maddox

We are currelty partnered with a leading New York-based hedge fund dedicated to delivering top-tier investment performance with a foundation of integrity and compliance. Position Overview: The Compliance Officer will...

5/23/24

U.S. Courts

Summary The United States Probation Office for the Eastern District of New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional...

5/23/24

City of New York

Job Description IF YOU ARE HIRED PROVISIONALLY IN THIS TITLE, YOU MUST TAKE AND PASS THE CIVIL SERVICE EXAM, WHEN IT BECOMES AVAILABLE, TO BE ELIGIBLE FOR CONTINUED EMPLOYMENT. The Office of Child Support Services (OCSS) works with New...

5/11/24

Ferry Machine Corporation

SUMMARY: The Metal Manufacturing Q/A inspector is responsible for inspecting components and assemblies from production, confirming specifications, conducting visual and measurement tests, while utilizing various gauges and...

5/11/24

eka finance

The quant group interacts directly with the research team, the portfolio managers, and the traders to analyze data, build models, generate signals for alpha, and auto-trade the orders generated. The quant group also captures business requirements...

5/20/24

The New Jersey Department of Children and Families

Maintenance Worker/Driver (Posting #189-24) The Department of Children and Families (DCF), Office of Education seeks a Maintenance Worker/Driver at the Union Campus located in Scotch Plains, NJ. This position...

5/24/24

Confidential

Job Description Someone with experience in commercial real estate CMBS on the originations side. (post-closing and trading) , not actually trading. Back office. They want someone with commercial real estate with...

5/19/24

Veterans Health Administration

Summary VA New York Harbor Healthcare System (NYHHS) is seeking an Executive Chief of Staff that will serve as a member of the senior executive leadership team at our Manhattan, Brooklyn and Queens campuses. You will be responsible...

5/23/24

VIVO Infusion

VIVO Infusion LLC Infusion Administrative Assistant NOMAD Manhatten NY COMPENSATION 2300 2600 hr BENEFITS OFFERED Medical Dental Life Vision 401K with Match PTO Bonus Eligible Great Culture EMPLOYMENT Full Time REPORTS TO Clinic Manager FLSA...

5/15/24

Jefferies

Jefferies Risk Information Technology team is responsible for building and maintaining Risk Management systems solutions and architecture for the Jefferies enterprise. The team works closely with Financial Risk Management functions (Credit,...

5/19/24

Mizuho Corporate Bank

The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The functions carried out provide support with the implementation of business plans, policies...

5/15/24

Simon Data

About Us Simon Data was founded in 2015 by a team of successful serial entrepreneurs with a passion for transforming data to drive real-world results. We are building a best-in-class enterprise Customer Data Platform...

5/15/24

World Insurance Associates LLC

Summary World Insurance Associates is a unique insurance organization offering top products and services from major providers, combined with attentive service from local agents. Founded in...

5/23/24

National Security Agency

5/22/24

Mission Staffing

Our client, a global Investment Manager, is seeking a Data Operations Analyst to join their growing organization. This person will be responsible for creating and maintaining Reference Data in various systems, pricing securities ensuring PnL is...

5/11/24

Deutsche Bank

Job Description: Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Fixed Income and Currencies (FIC) Corporate Title Vice President Location New York, NY ...

5/20/24

Bloomberg

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time....

5/20/24

Perion

Perion is a global advertising technology company delivering solutions to the biggest brands and publishers around the globe across search, social media and display, video and CTV. Home to an award-winning technology solution -- with our...

5/23/24

Cantor Fitzgerald

Job Title: Treasury Associate Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial...

5/11/24

Hire Standard Staffing

Crafting Brighter Futures for Families At the forefront of specialized financial services, Globe Life helps families safeguard their assets and promises a profound purpose: ensuring a brighter future for every...

5/22/24

McKinsey

You'll work in one of our North America offices as part of the Operations practice. As a member of McKinsey's global Operations Practice you will be responsible for blending strategic thinking with hands-on implementation, advising on developing...

5/23/24

Proud Moments

Overview: Proud Moments ABA is a national behavioral health organization, providing the gold standard of Applied Behavior Analysis (ABA) services for...

5/19/24

NYU Langone Health

NYU Grossman School of Medicine is one of the nation's top-ranked medical schools. For 175 years, NYU Grossman School of Medicine has trained thousands of physicians and...

5/24/24

Consult With NN Limited

The Assistant Director (focusing on Forensic Testing) will be working for a well-known global bespoke provider of research and financial services based in New York OR Salt Lake City. PLEASE NOTE THAT THIS POSITION WILL...

5/24/24

Government Employees Insurance Company

Auto Damage Trainee Bronx, NY/Westchester, NY Salary: $28.29 per hour / $57,000 annually Accidents can be scary, and our Auto Damage team rises to the occasion to provide unparalleled customer service when...

5/24/24

QUANTEAM - North America (RAINBOW PARTNERS Group)

As the founding entity of RAINBOW PARTNERS, Quanteam is a consulting firm specializing in the fields of Banking, Finance, and Financial Services. Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert...

5/17/24

Brains WorkGroup

Our client, a major bank in New York City, is looking for hands-on FIX Onboarding and Production Support SpecialistThis on-site role, 5 days in the office.3 months initial contract with...

5/21/24

Search Filters