Job Search is compliance director regulatory unit manager (retail investments) in Manhattan, NY

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Your search resulted in 4169 "compliance director regulatory unit manager (retail investments)" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: compliance director regulatory unit manager (retail investments)

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American Express

DescriptionYou Lead the Way. We ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an...

6/1/24

JPMorgan Chase

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging...

5/24/24

Bp Energy

Entity: Strategy, Sustainability & Ventures Job Family Group: Ethics & Compliance Group Job Description: About...

6/1/24

Enfusion

Enfusion is a pioneer in developing innovative, native cloud investment management software, analytics, and managed services for asset managers and hedge funds around the globe. We underpin the investment operations of fund managers from our...

6/1/24

MetroPlusHealth

Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion and a collaborative...

6/1/24

Guggenheim Partners

Position SummaryGuggenheim is seeking an exceptional professional to join its Compliance team. The successful candidate will join a highly collaborative team and will be responsible for supporting Guggenheim s compliance program with a focus on...

6/1/24

Primary Care Development Corporation (PCDC)

Primary Care Development Corporation (PCDC): Catalyzing Excellence in Primary Care...

5/31/24

Tandym Group

Director, Head of Liquidity Regulatory ReportingThe Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories within Mizuho U.S Operations, keeping them contained within management s appetite by...

6/1/24

Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

6/1/24

Google

Minimum qualifications: Bachelor's degree in Accounting, Finance, Information Technology, Engineering, or equivalent practical experience. 18 years of professional experience. 3 years of experience in...

6/1/24

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Director-Compliance, Marketing and Sales Channels

Director-Compliance, Marketing and Sales Channels

Compliance Risk Management Lead - Vice President

Compliance Risk Management Lead - Vice President

Compliance Manager - Trading

Compliance Manager - Trading

Compliance Product Manager

Compliance Product Manager

Medicare Compliance Coordinator

Medicare Compliance Coordinator

Director, Compliance Marketing Review

Director, Compliance Marketing Review

Capital Investment NMTC Compliance & Loan Closing Manager

Capital Investment NMTC Compliance & Loan Closing Manager

Director, Head of Liquidity Regulatory Reporting

Director, Head of Liquidity Regulatory Reporting

Senior Audit Manager - Anticipatory Risk

Senior Audit Manager - Anticipatory Risk

Senior Director, Assurance, Risk, Compliance, and Integrity

Senior Director, Assurance, Risk, Compliance, and Integrity